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regions bank chief compliance officer


(Photo: Business Wire). Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. He began his career at Crestar Mortgage. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Executive Vice President Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Regions Bank is an Equal Housing Lender and Member FDIC. Nolan joined Regions in 1989. Nix to oversee corporate governance framework supporting Regions services for customers and communities. C. Ward Cheatham and Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Regions Bank is an Equal Housing Lender and Member FDIC. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. and He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. He began his career in information systems with McDonnell-Douglas. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. He joined Assurant as senior vice president of Information Technology. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. jsbacContactjsbacContact Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Chief Risk Officer. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Chief Data and Analytics Officer. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. He also served as the Florida president. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. Treasurer. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Andrew Nix. 8 a.m. 7 p.m. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Member FDIC. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Head of Strategic Planning & Corporate Development. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. Senior Executive Vice President Senior Executive Vice President Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). Paul, Seattle, and Portland. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. He was also head of Commercial Middle Market and Treasury Management Sales. Nix commits much of his time to community engagement and professional organizations. Senior Executive Vice President He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. He is a alumnus of the Graduate School of Banking at Louisiana State University. Internet Explorer presents a security risk. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Brett D. Couch By clicking the "Access Your Download" button, you are agreeing to the Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Additional information about Regions and its full line of products and services can be found at www.regions.com. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Evaluate current compliance program activities and gauge their effectiveness and impact. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. September 13 Law and regulation Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. Senior Executive Vice President Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. By clicking the "Submit" button, you are agreeing to the Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Chief Human Resources Officer. Fournier J. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. He began his career in the Jackson, Mississippi office of Arthur Andersen. During this period, he served in line management positions in manufacturing, distribution and sales. Kate R. Danella Anthony Restel President, Regional Banking . Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Find your next job opportunity near you & 1-Click Apply! At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Mehlman received her bachelors degree from Cornell University. Building a detailed plan. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Andrew Nix will join Regions as chief governance officer on March 17. He leads the companys executive leadership team. Prior to assuming her current role, she was named associate director of investor relations in 2010. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. She leads the companys Legal, Government Affairs, and Corporate Governance departments. Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. He was named president in December 2017. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. Regions Bank Regions News Online: regions.doingmoretoday.com She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. Scott M. Peters Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. He received a masters degree in business administration from Emory University, Atlanta, Georgia. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. 4 Models for the Chief Compliance Officer Role. He succeeds Hope Mehlman . Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Head - Financial Risk. Gartner Terms of Use He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Head of Investor Relations. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. Executive Vice President Martha Raber At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Questions about becoming a Gartner client? Andrews experience and insights will help us build on these accomplishments. 2023 Regions Bank. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Andrs "Andy" Hernndez Chief Operating Officer. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella earned a bachelors degree in Economics and English from Vanderbilt. Executive Vice President Smith began his banking career at Deposit Guaranty as a management trainee. Senior Executive Vice President Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. William E. Horton From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. He earned a masters degree in Human Resources from Boston University. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Senior Executive Vice President He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Senior Executive Vice President Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. First Horizon Bank. In addition, Nolan oversees competitive and strategic analysis. Misra is responsible for overseeing the company's data strategy and enterprise data . Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Core Product Marketing. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Chief Transformation Officer. Prior to that role he was Head of Strategic and Corporate planning. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. C. Matthew Lusco Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle.

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regions bank chief compliance officer